Please take a moment to browse our disclosure information, better understanding the practices and procedures you can expect from us. Please contact us with any questions regarding the following information.
- Form CRS
- Form ADV
- Form ADV Part 2 and 2b
- Stonefield Investment Advisory, Inc. Business Continuity Plan
- Stonefield Investment Advisory, Inc. Code of Ethics
- Stonefield Investment Advisory, Inc. Privacy Policy
- Link to the IAPD
Website Disclosures
Stonefield Investment Advisory (SIA)is a SEC registered investment adviser. SIA may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. SIA’sweb site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information. Accordingly, the publication of SIA’s web site on the Internet should not be construed by any consumer and/or prospective client as our Adviser’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by the Adviser with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of SIA, A copy of SIA’s current written disclosure statement discussing SIA’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov (113802) or from the Adviser upon written request: jwerner@stonefield.us and 319-377-7811.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by the Adviser), will be profitable or equal any historical performance level(s).
This website and information are provided for guidance and information purposes only. Investments involve risk and unless otherwise stated, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice
